TradeTerminal_/glossary/delivery
basics2 min read7 sections

Delivery

TL;DRThe process of fulfilling a futures contract at expiration. Cash-settled contracts pay the difference in cash. Physically-settled contracts require actual transfer of the underlying commodity.

$what is delivery?

Delivery is the final settlement process when a futures contract expires. Physical delivery means the actual commodity changes hands. Cash settlement means the price difference is paid in cash with no physical goods exchanged.

$physical delivery

Physically-settled contracts include crude oil (CL), gold (GC), corn (ZC), soybeans (ZS), and most agricultural and energy products.

If you hold a long CL contract through expiration, you are legally obligated to take delivery of 1,000 barrels of crude oil. Retail traders almost never want this. Brokers warn you and auto-close positions well before delivery begins.

$cash settlement

Cash-settled contracts include equity index futures (ES, NQ, RTY, YM). At expiration, the exchange calculates the final settlement value and credits or debits your account.

If you're long 1 ES at 5,200 and the final settlement is 5,250, you receive $2,500. No shares change hands. Cash settlement is why equity index futures are popular with speculators.

$key takeaways

>Delivery is how a futures contract resolves at expiration.
>Physical delivery requires actual commodity transfer. Cash settlement pays in cash.
>Retail traders should never hold physically-settled contracts to expiration.
>Equity index futures are cash-settled. No physical delivery involved.
>Brokers will warn and may auto-close positions approaching delivery deadlines.

$real-world examples

Cash settlement on ES

Long 1 ES at 5,200. Final settlement value is 5,235.

Account credited 35 points x $50 = $1,750. Contract ceases to exist. Open a new contract to maintain exposure.

Physical delivery avoided

A trader forgets to close a long CL position before the delivery deadline.

The broker auto-closes at market price, which may be unfavorable. Entirely avoidable by rolling or closing before expiration.

!common mistakes

BAD

Holding a physically-settled contract too close to expiration

FIX

Know the first notice day and last trading day. Close or roll well before those dates.

BAD

Assuming all futures are cash-settled

FIX

ES and NQ are cash-settled. CL, GC, ZC are physically-settled. Check the specs.

BAD

Ignoring broker deadlines for position closure

FIX

Brokers often set their own deadlines stricter than the exchange's. Check the policy for each product.

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